SCP Consultants (Closed)

Providing Solutions for a Regulated Business’SCP Consultants is a consortium of seasoned market professionals from all disciplines of the financial sectors such as Senior Compliance Professionals, Senior Business Management (Trading & Brokerage), Operations (Front, Middle & Back Office), Trade Reporting Experts, Financial Accounting and Recruitment. SCP’s aim is to provide a bespoke ‘turnkey’ solution for entities / business’s wishing to obtain and maintain their Financial Conduct Authority (FCA) license or within any other EEA regulated environment. This is done by establishing a long term relationship with our clients supporting them with detailed explanations & advice through the transfer of our wealth of knowledge and expertise.We can assess your current business and advice of any associated existing risks and help ensure that you meet existing & future regulatory requirements thus enabling your business to remain compliant. SCP’s Services:Applications & Acquisitions for FCA & EUA jurisdictionsCross-Border Passporting Recruitment of Controlled Persons (CF roles)FCA Regulatory Framework, Compliance Assistance and Periodic ReviewsCASS - Custody of Client Assets and Client Money Advice Financial Promotions AdviceFCA Prudential RequirementsEUA Regulatory Reporting (EMIR, MiFID2)Market Connectivity, IT & Infrastructure Advice