derivatives issuer

ASIC suspends license of CFDs broker GFA Capital Markets

Australia's financial regulator, ASIC, has suspended the Australian financial services license (AFS)...

David

Australian Retail OTC Derivative Issuer Prospero Markets Ordered to Wind Up

The Australian Securities and Investments Commission (ASIC) today announced that the Federal Court h...

Gin

J.P. Morgan to Launch Hong Kong Listed CBBCs Linked to U.S. Indices

J.P. Morgan announced the launch of new callable bull/bear contracts (CBBCs) linked to the three maj...

Gin

Going onshore: BlackBull Markets gets NZ derivatives issuer license

Auckland, New Zealand based Retail FX and CFDs broker BlackBull Markets has announced that it has re...

FNG

New Zealand FMA Warns Derivatives Issuers to Ensure Compliance

Self-assessments by derivatives issuers have identified risks stemming from the way they handle clie...

Regulation Asia