Citigroup Global Markets to Pay $250K to Settle with FINRA Over Inaccurate Reporting in Trade Confirmations
Under the terms of a settlement with the Financial Industry Regulatory Authority (FINRA), broker-dea...
GinCGMI
SEC Settles with Citigroup Global Markets for $2.9M over Recordkeeping Failures Concerning Underwriting Expenses
The Securities and Exchange Commission today announced settled cease-and-desist proceedings against ...
Gin
Citigroup Global Markets Fined $475k by FINRA
Citigroup Global Markets Inc (CGMI) has agreed to pay a fine of $475k tothe Financial Industry Regul...
Fazzaco
