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Doo Financial HK Limited Secures Type 1 License from Hong Kong SFC

Source: Bery

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Doo Financial HK Limited, a subsidiary of Doo Group, announces the attainment of the Type 1 (Dealing in Securities) License from the Hong Kong Securities and Futures Commission (HK SFC), marking a significant milestone in its regulatory journey.

The acquisition of the Type 1 license allows Doo Financial HK Limited to offer a comprehensive suite of financial services, including the execution of securities dealing transactions, distribution of securities such as unit trusts and mutual funds, joint bookrunner services, as well as placing and underwriting activities.

With Hong Kong serving as a crucial market for Doo Group, this achievement broadens the scope of financial services offered, facilitating access to diverse investment opportunities for clients.

Having previously obtained Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses from the HK SFC, Doo Financial HK Limited strengthens its service portfolio, reaffirming its commitment to client protection and regulatory compliance.

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