SEC Adds Six Industry Experts to Policy Team

​The Securities and Exchange Commission (SEC) has strengthened its policy team by onboarding five industry experts: Corey Klemmer, Adam Large, Mika Morse, Sirimal Mukerjee, and Sai Rao. The team is chaired by Gary Gensler and led by the Policy Director Heather Slavkin Corzo.

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According to the press release, Klemmer will serve as Corporation Finance Counsel, focusing on on policies designed to ensure that investors are provided with material information in order to make informed investment decisions. And Large will take the role as Trading and Markets Counsel, focusing on day-to-day oversight of the major securities market participants with a focus on broker-dealers and security-based swaps.

Moreover, Morse will serve as the lead policy advisor on climate-risk finance issues, while Mukerjee counsels Chair Gensler on matters related to investment companies and investment advisers.

In addition, Mr. Rao was appointed as Trading and Markets Counsel to focus on day-to-day oversight of the major securities market participants with a focus on market structure. Prior to assuming this role, Mr. Rao worked in the Office of Financial Intermediaries as a financial economist in the SEC's Division of Economic and Risk Analysis.

SEC Chair Gensler commented:”I am pleased that Corey, Adam, Mika, Sirimal, and Sai are joining our dedicated staff of public servants to work on behalf of American investors. Each of their respective portfolios is critical to the SEC's mission. I look forward to working with these highly respected advisers to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation."