SEC lawsuit targets SQN Capital and CEO Jeremiah Silkowski over alleged fraud
The Securities and Exchange Commission (SEC) has filed a lawsuit against SQN Capital Management LLC ...
BeryCompliance Officer
MEXC to Offboard Dutch Users, Recommends Bybit as MiCAR-Compliant Alternative
Europe’s post-MiCA client migration has its first clearly signposted route: MEXC has recommended MiC...
Fanny
EBA Announces Consultation on New Guidelines on Role of AML/CFT Compliance Officers
The independent EU authority European Banking Authority (EBA), has released on August 2 a public con...
Chloe
CySEC Extends the Deadline for the Submission of Annual Reports
The Cyprus Securities and Exchange Commission (CySEC) today announced its decision to put off the de...
Fazzaco
Robinhood hires compliance chiefs for its financial and securities units
Robinhood has hired two chief compliance officers (CCOs) this week — one to lead compliance of its s...
The Block
The Bank of Nova Scotia to pay $60.4m to settle DOJ charges related to precious metals futures market manipulation
The Bank of Nova Scotia (Scotiabank) has entered into a resolution with the United States Department...
FinanceFeeds
Exclusive: ActivTrades hit with £76K judgement for unfair dismissal of CO
FNG Exclusive… FNG has learned that London-based retail FX and CFDs broker ActivTrades has lost a UK...
FNG
