ASX Ordered to Boost Capital and Overhaul Governance After Regulatory Inquiry
Australia's main stock exchange operator is facing significant structural and financial reforms afte...
FannyASIC Australia
ASIC Issues 290 New AFS Licences, Tightens Oversight on Crypto and Financial Services
The Australian Securities and Investments Commission (ASIC) granted 290 new Australian Financial Ser...
Fanny
ASIC Issued 578 New Licenses Between July 2021 and June 2022
ASIC has today released its annual licensing report. Report 738 Licensing and professional registrat...
Fanny
ASIC Announces Suspension of Sterling & Freeman Advisory Pty Ltd's AFS Licence
ASIC has suspended the Australian financial services (AFS) licence of Sterling & Freeman Advisory Pt...
Fanny
Former Financial Adviser Sentenced for Breaching ASIC Banning Order
Former Queensland financial adviser Lawrence Toledo has been convicted and fined $1500 after pleadin...
Fanny
ASIC Announces Suspension of Dixon Advisory's AFS Licence
ASIC has suspended the Australian Financial Services (AFS) licence of Dixon Advisory & Superannuatio...
Fanny
ASIC Sees Rise in Investment Scams Impersonating Legitimate Firms with Fake Contact Details
ASIC is alerting consumers to a rise in investment scams impersonating companies or financial invest...
Chloe
ASIC and RBA Update MoU Signed with ESMA
The Australian Securities and Investments Commission (ASIC) and the Reserve Bank of Australia (RBA) ...
Chloe
Aware Financial Services Australia Fined $20M for Charging Fees for No Service
Aware Financial Services Australia Limited (Aware FS), formerly State Super Financial Services Austr...
Chloe
Caloundra Man Pleads Guilty to Insider Trading, Says ASIC
Mr Jin Xi Li, of Caloundra, Queensland, has pleaded guilty to two insider trading offences when trad...
Chloe
